What: All Issues : Government Checks on Corporate Power : Securities/Brokerage Industry
 Who: All Members
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Government Checks on Corporate PowerSecurities/Brokerage Industry
Progressive Position
Progressive Result
(win or loss)
2015 Senate
Roll Call 1. (H.R. 26) On an amendment that would have stripped the underlying terrorism-insurance bill of an unrelated provision weakening regulation of financial markets Jan 08, 2015. Y L
2010 Senate
Roll Call 156. S 3217. (Overhaul of financial regulations) Motion to kill an amendment that would prohibit trading what are known as “naked” credit default swaps/On agreeing to the amendment May 18, 2010. N L
Roll Call 127. S 3217. (Overhaul of financial regulations) Motion to begin debating a bill that seeks to close gaps and loopholes in financial regulations and strengthen oversight of consumer lending, among other items/On the third of three cloture motions Apr 28, 2010. Y L
Roll Call 126. S 3217. (Overhaul of financial regulations) Motion to begin debating a bill that seeks to close gaps and loopholes in financial regulations and strengthen oversight of consumer lending, among other items/On the second of three cloture motions Apr 27, 2010. Y L
Roll Call 125. Procedural motion to require senators’ attendance on the Senate floor to compel Republican cooperation on a financial reform bill/On the motion Apr 26, 2010. Y W
Roll Call 124. S 3217. (Overhaul of financial regulations) Motion to begin debating a bill that seeks to close gaps and loopholes in financial regulations and strengthen oversight of consumer lending, among other items/On the first of three cloture motions Apr 26, 2010. Y L
2009 Senate
Roll Call 162. S 386. (Financial fraud) Kyl of Arizona amendment that would cap the amount of money a whistleblower can collect/On agreeing to the amendment Apr 23, 2009. N W
2009 House of Representatives
Roll Call 968. (H.R. 4173) On passage of legislation designed to prevent the kind of major financial crisis that had recently occurred, and to implement the most significant regulatory reform of the financial industry since the Great Depression Dec 11, 2009. Y W
Roll Call 967. (H.R. 4173) Legislation designed to implement the most significant regulatory reform of the financial industry since the Great Depression - - on a motion to remove all the regulatory reform provisions and substitute language terminating the program that provided “bail out” funds to major financial institutions and companies Dec 11, 2009. N W
Roll Call 966. (H.R. 4173) On the Bachus of Alabama amendment, which was put forward as a Republican substitute for the bill designed to implement the most significant regulatory reform of the financial industry since the Great Depression Dec 11, 2009. N W
Roll Call 962. (H.R. 4173) On the of Peters of Michigan amendment that permitted the Federal Deposit Insurance Corporation (FDIC) to charge assessments to large financial institutions to help pay for any shortfall in the “TARP” funding that was used to bail out troubled banks Dec 11, 2009. Y W
Roll Call 961. (H.R. 4173) On the McCarthy of California amendment that would have removed language intended to enhance the protection of investors by strengthening the liability standards for national credit rating agencies such as Standard & Poors and Moody’s Dec 11, 2009. N W
Roll Call 959. (H.R. 4173) On the Stupak of Michigan amendment that would have given additional authority to federal regulators to prohibit certain transactions the regulators believed posed a risk to the financial market place Dec 10, 2009. Y L
Roll Call 958. (H.R. 4173) On the Stupak of Michigan amendment that would have required all financial transactions known as “swaps” to be executed on an exchange registered with the Securities and Exchange Commission Dec 10, 2009. Y L
Roll Call 957. (H.R. 4173) On the Frank of Massachusetts amendment that would have permitted federal regulators to set the requirements for the amount investors would have to deposit as collateral to cover their credit risk on certain financial instruments Dec 10, 2009. Y L
Roll Call 956. (H.R. 4173) On the Murphy of New York amendment that would substitute a new definition for the term “major swap participant”, which would place many additional financial companies under more intense regulation Dec 10, 2009. N L
Roll Call 955. (H.R. 4173) On the Lynch of Massachusetts amendment designed to prevent a few major financial institutions from controlling the sale and transfer of certain sensitive and risky financial instruments ; the amendment was offered to the legislation designed to prevent major financial crises and to implement the most significant regulatory reform of the financial industry since the Great Depression Dec 10, 2009. Y W
Roll Call 954. (H.R. 4173) On the Sessions of Texas amendment to eliminate a private right of legal action against credit rating agencies; the amendment was offered to the legislation designed to prevent major financial crises and to implement the most significant regulatory reform of the financial industry since the Great Depression Dec 10, 2009. N W
Roll Call 953. (H.R. 4173) On the Frank of Massachusetts amendment that provided several billion dollars to stem the ongoing wave of mortgage foreclosures, gave consumers the same access to their credit scores as lenders, and made other changes designed to curtail abuses in the financial system Dec 10, 2009. Y W
Roll Call 952. (H.Res. 964) Legislation designed to prevent major financial crises and to implement the most significant regulatory reform of the financial industry since the Great Depression - - on the resolution setting the terms for debating the legislation Dec 10, 2009. Y W
Roll Call 951. (H.Res. 962) Legislation designed to prevent major financial crises and to implement the most significant regulatory reform of the financial industry since the Great Depression - - on a motion to waive a procedural rule in order for the House to be able to consider the legislation Dec 10, 2009. Y W
Roll Call 945. (H.Res. 956) Legislation designed to implement the most significant regulatory reform of the financial industry since the Great Depression - - on the resolution setting the terms for debating the legislation Dec 09, 2009. Y W
Roll Call 686. (H.R. 3269) On passage of a bill that gave federal regulatory agencies authority over the level of executive pay and bonuses, and also increased the level of shareholder input on the way the pay and bonuses are determined Jul 31, 2009. Y W
Roll Call 685. (H.R. 3269) Legislation that gave federal banking regulatory agencies authority over the level of executive pay and bonuses, and increased shareholder input into the way in which executive pay and bonuses were determined - - on a motion to send the bill back to committee and have language added requiring the disclosure of information about any persons or organizations spending funds to influence the outcome of a shareholder vote on the level of executive pay and bonuses Jul 31, 2009. N W
Roll Call 684. (H.R. 3269) On the Garrett of New Jersey amendment, which would have modified or removed many provisions of pending legislation that imposed new restrictions on the manner in which the amount of pay and bonuses paid to executives was determined Jul 31, 2009. N W
Roll Call 683. (H.R. 3269) On the Frank of Massachusetts amendment permitting the government to require executives at banks that had received federal “bail outs” in order to remain in business to give back a portion of their annual bonuses Jul 31, 2009. Y W
2003 House of Representatives
Roll Call 10. H J Res 1, H J Res 2. Continuing Resolutions/Vote Table (Kill) an Effort to Recommit to Committee Two Continuing Resolutions to Extend Government Funding at Previous Year's Level with Committee Instructions to Add Funding for Homeland Security Protections and the Securities and Exchange Commission. Jan 08, 2003. N L
2002 Senate
Roll Call 172. S 2673. Accounting Industry Regulation/Vote to Table (Kill) an Amendment Which Would Jeopardize Passage of Stricter Accounting Industry Regulations. Jul 11, 2002. Y W
2002 House of Representatives
Roll Call 313. HR 5093. Regulating Corporate Fraud/Motion to Instruct Conferees to Adopt More Stringent Senate Language When Drafting Conference Report. Jul 17, 2002. Y L

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